Thank you TC!” The table below lists the allocation of exam questions for each main job function.Major Job Functions Percentage of Test Questions Number of Test Questions(F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers 7% 9(F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives 9% 11(F3) Provides Customers with Information about Investments. Delivering better pass rates than the competition while ensuring faster speed-to-production with predictable outcomes. structured study plan and passed my exam, no problem.” This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.Key Features of the Essentials Exam________________________________________• The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.• Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.• Essentials exam results are valid for four years.The Essentials Exam at a Glance________________________________________Number of Items 75Format Multiple ChoiceDuration 105 minutesPassing Score 70%Cost $60”New Series 7 Exam“On or After October 1, 2018The New Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. 1 lesson is a portion of the sample lessons we will be sharing with you for the new 36 hour and 35 min audio course "Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam 2nd Edition" Fixed Income pt. You definitely know what you are doing!” A Series 7 candidate must also have an industry sponsor in order to take the examination to take the SIE Exam the candidate simply needs to be 18 years old and no broker affiliation is needed..https://www.finra.org/industry/essentials-exam * “Securities Industry Essentials (SIE) ExamAvailable Beginning October 1, 2018The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. Teachers Test Prep specializes in Praxis, CSET, CBEST, CPACE, RICA, edTPA, and FTCE exam preparation. Key Features include: While our Online Flashcards can be used separately, they are always most effective when used in conjunction inquire about Private Tutoring availability, pricing, and eligibility. Our seasoned instructors have done the work for you of selecting key concepts and creating all the 2 lesson is a portion of the sample lessons we will be sharing with you for the new 36 hour and 35 min audio course "Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam 2nd Edition" Fixed Income pt. with items that were not in the book. Regardless of which of our services you choose, we believe great teaching makes a difference. Select a partner below to learn more. Praxis Elementary Ed: CK 5018 Prep Classes, Praxis Elementary Ed: MS 5001 Prep Classes, Praxis Gen. Science: CK 5435 Prep Classes, Praxis Middle Sch. In a series 7 candidate must also have an industry sponsor in order to take the examination tot to take the SIE Exam the candidate simply needs to be 18 years old and no broker affiliation is needed..https://www.finra.org/industry/essentials-exam“Securities Industry Essentials (SIE) ExamAvailable Beginning October 1, 2018The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. The table below lists the allocation of exam questions for each main job function.Major Job Functions Percentage of Test Questions Number of Test Questions(F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers 7% 9(F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives 9% 11(F3) Provides Customers with Information about Investments. Do you find flashcards an effective way to help you remember important information? The outline is comprised of the four main job functions of a general securities representative. 3 is the second of several lessons on fixed income. I really like his personal stories to help reinforce the teaching concepts.I purchased his full course from his website and I am happy that I did! The study material was well designed to pass the test.”

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